DESIGNED for pre and post-trade
NeoXam Compliance
Providing compliance and ratio checks for the buy-side industry to control regulatory, statutory, and specific compliance rules. It relies on solid data management features (data upload/data quality checks), provides a rule engine connected to the client’s data, and follows market regulations through digital data visualization.
NeoXam Compliance, powerful, flexible and transparent
For Dedicated Compliance Officers / Managers
- Definition & surveillance of Compliance Rules
- Pre-Trade or Post-Trade (pre-NAV or Post-NAV) Compliance Rules
- Pre-packaged sets of rules following several regulatory rules (UCITS, AIF…)
For Front-to-Back Office Department Users
- Front-to-Back Office users when pre-trade, pre-NAV, and post-NAV rules are breached
- Best-in-class report engine to create and produce custom reports
- Data stewardship to administrate your data
The Rule Engine
to rule them all
Ready-to-Use Sets of Regulatory Rules to reduce costs
Flexible rule engine to easily create your own rules
New trades are checked in real-time
Advanced production & resolution workflows
Some of our NeoXam Compliance customers
